Compliance Advisory
Meet listing-rule and regulatory reporting obligations.
Our Methodology
Our compliance advisory helps listed issuers and regulated entities meet their reporting and regulatory obligations under the relevant listing rules and regulations.
Deliverables
- Listing-rule and regulatory compliance review
- Disclosure guidance
- Remediation and ongoing support
Our Experts
Simon Mak
Chief Executive Officer
Mr. Simon Mak is the founder and chief executive of Ascent Partners, a corporate valuation and advisory firm based in Hong Kong. He graduated from McGill University with a Bachelor of Science. Mr. Mak is a CFA charter holder, a Certified Management Accountant (CMA) and a member of the Institute of Public Accountant (MIPA). He has extensive experience in financial valuation and sustainability reporting. Besides his professional work, he is committed to fulfil his social duty. He serves in a variety of not-for-profit organizations and charities. He is the founding chairman of IP Commericialization Alliance, founding director of Lions Club of Hong Kong IFC, governor and honorary treasurer of Friends of the Earth (HK), member of UN ESCAP ESBN and committee members in a variety of chamber of commerce and trade organizations.